Consumer Protection Commission

Results: 8650



#Item
61Financial markets / 73rd United States Congress / U.S. Securities and Exchange Commission / Stock market / Securities market / New York Stock Exchange / OTC Bulletin Board / Securities Exchange Act / Over-the-counter / DoddFrank Wall Street Reform and Consumer Protection Act / Voluntary disclosure / Securities Act

Who Benefited from the Mandated Disclosures of the 1964 Securities Acts Amendments? Robert Battalio Mendoza College of Business University of Notre Dame

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Source URL: financialreg.nd.edu

Language: English - Date: 2016-01-13 13:51:15
62Corporate crime / Caregiving / Geriatrics / Fraud / General contractor / Real estate / Elderly care / Consumer protection / Federal Trade Commission / Telecommuting / Consumer Financial Protection Bureau

Home Improvement Scams Tools to Reduce Your Risk How Big Is the Problem?

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Source URL: www.n4a.org

Language: English - Date: 2016-06-14 09:25:26
63Systemic risk / European Market Infrastructure Regulation / Collateral management / Derivative / Trade Repository / Swap / Repurchase agreement / ACT / Credit risk / Commodity Futures Trading Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Margin

PUBLISHED BY COLLATERAL MANAGEMENT FOR INSTITUTIONAL INVESTORS APRIL 2014

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Source URL: www.trioptima.com

Language: English - Date: 2014-05-07 05:04:14
64Corporate crime / U.S. Securities and Exchange Commission / Insider trading / Foreign Corrupt Practices Act / DoddFrank Wall Street Reform and Consumer Protection Act

October 2015 I Volume 19 I Issue 10 Wall Street Lawyer SEC/SRO UPDATE: FCPA ENFORCEMENT REMAINS A

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Source URL: www.dgslaw.com

Language: English - Date: 2015-11-24 11:20:34
65European Union law / European Union / International trade / Services in the Internal Market Directive / European Single Market / Consumer protection / E-commerce / Net neutrality law / Payment Services Directive

Digital Single Market European Commission unveiled series of policy and legislative proposals May 25th, the European Commission unveiled a series of proposals aimed at boosting the

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Source URL: www.considerati.com

Language: English - Date: 2016-06-06 10:17:57
66U.S. Securities and Exchange Commission / United States securities law / Chris Dodd / Consumer Financial Protection Bureau / DoddFrank Wall Street Reform and Consumer Protection Act / Systemic risk / Broker-dealer / Investment Advisers Act / Securities Exchange Act / Rulemaking / Financial adviser / Regulation D

Cheetah™ Securities Regulation Daily Wrap Up, TOP STORY—SEC issues incentivebased compensation proposal, adds economic analysis, (May 6, 2016) Securities Regulation Daily Wrap Up Click to open document in a browser

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Source URL: business.cch.com

Language: English - Date: 2016-07-22 20:47:20
67Consumer protection / Consumer protection law / Financial literacy / Systemic risk / Financial Sector Legislative Reforms Commission

Convergence Romania Financial Sector Modernization Public-Private Special Projects Initiative Round Table Round Table on

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Source URL: www.spi-romania.eu

Language: English - Date: 2007-07-17 11:04:14
68Education in California / Consumer protection / Consumer protection law / Oregon Higher Education Coordinating Commission / United States Department of Education / New Jersey Division of Consumer Affairs / Consumer complaint / California Bureau for Private Postsecondary Education / Pennsylvania Department of Education / Kentucky Council on Postsecondary Education / Maryland Higher Education Commission

State Alabama Consumer Complaint Contact Information Commission on Higher Education Alabama Commission on Higher Education, PO Box

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Source URL: onlinedegrees.bradley.edu

Language: English - Date: 2015-01-20 09:55:30
69Financial markets / Systemic risk / Commodity markets / National Futures Association / Commodity Futures Trading Commission / Commodity Exchange Act / Futures contract / DoddFrank Wall Street Reform and Consumer Protection Act / Foreign exchange market

National Futures Association: Proposed Technical Amendments to NFA Requirements – NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements

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Source URL: www.nfa.futures.org

Language: English - Date: 2016-06-13 17:43:02
70Direct selling / Direct marketing / Corporate crime / Consumer protection / Consumer protection law / Multi-level marketing / Federal Trade Commission / Sales / Direct Selling Association / Telemarketing

1329 Rules and Regulations Federal Register Vol. 80, No. 6

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Source URL: www.ftc.gov

Language: English
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